多家银行以美国出口管制为由,禁止中国大陆和香港投资者参与 Anthropic IPO
Banks bar Chinese and Hong Kong investors from Anthropic IPO over US export controls
据 Bloomberg 报道,多家银行拒绝中国大陆和香港投资者的认购订单,或认为其获配可能性很低,部分人士以美国出口管制规则 ITAR 为由。Anthropic 不予置评,此次 IPO 由 Goldman Sachs 和 Morgan Stanley 牵头,另有 20 家银行参与,股票预计 11 月 18 日定价后在 Nasdaq 以代码 ANT 交易。
Nov 13, 2026
Investors from mainland China and Hong Kong are being shut out of Anthropic's IPO, according to Bloomberg. Multiple banks have reportedly rejected buy orders from those regions or consider allocations unlikely, with some of the people involved citing ITAR, the US export control rules governing defense-related goods, as the reason. Anthropic declined to comment.
Goldman Sachs and Morgan Stanley are leading the offering, with 20 other banks involved. The stock is expected to trade on Nasdaq under the ticker ANT after pricing on November 18.
The company's products aren't officially available in China or Hong Kong, and its broader relationship with the country has been defined by confrontation. Anthropic has blocked firms under Chinese control from its AI services and is fighting workarounds that let Chinese companies access Claude Code. It also exposed large-scale distillation attacks by DeepSeek, Moonshot, and MiniMax involving some 16 million queries.
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